Legal Framework and Ethics
fiscal treatment of financial instruments and investments; laws on trusts; legal framework for private equity and venture capital; MiFID (Markets in Financial Instruments Directive), GIPS (Global Investment Performance Standards); laws on investment funds; acting in an ethical manner when dealing with the public, clients, prospects, employers and colleagues; standards of the AIMR to ensure objectivity: Fundamental Responsibilities, Relationship with and Responsibilities to the profession, employer, clients and prospects, Performance Presentation Standards
Quantitative Asset and Risk Management (Master)
Language of instruction
After the successful completion of the course, students are able to outline the relevant regulatory and ethical principles within the scope of asset management and their implications. Moreover, students can discuss fiscal regulations and extrapolate implications for private and institutional investors.